Streamlined FINRA Background Check Services for Financial Professionals

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At Fingerprinting Solutions Plus, we understand the critical importance of compliance and efficiency in the financial industry. The Financial Industry Regulatory Authority (FINRA) oversees brokerage firms and their registered representatives, ensuring adherence to industry standards and regulations. 

Why We Offer This Service

Navigating FINRA’s stringent background check requirements can be complex and time-consuming. We offer specialized fingerprinting services tailored to meet FINRA’s standards, simplifying the process for financial professionals and firms. We aim to provide a seamless experience, allowing you to focus on your core responsibilities.

Why Choose Us for Your FINRA Background Checks

  • Expertise and Compliance: Our team is well-versed in FINRA’s fingerprinting requirements, ensuring your submissions are accurate and compliant.
  • Flexible Submission Options:
  • Electronic Transmission: We can transmit your fingerprints electronically to FINRA, expediting the background check process. You must provide us with your firm’s Central Registration Depository (CRD) number to utilize this service. The CRD number is a unique identifier assigned to each firm and individual registered with FINRA, facilitating the tracking of registration and licensing information. 
  • Fingerprint Cards: If electronic submission isn’t feasible, we can capture your fingerprints and provide you with the necessary cards to mail directly to FINRA.
  • Mobile Services: Understanding the demanding schedules of financial professionals, we offer mobile fingerprinting services, bringing our expertise directly to your office or preferred location. This convenience saves you time and minimizes disruptions to your workflow.

Who Can Benefit from Our Services

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Financial Professionals:

Individuals seeking FINRA registration or renewal.

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Brokerage Firms:

Companies onboard new representatives or maintain compliance with existing staff.

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Compliance Officers:

Professionals responsible for ensuring their firm’s adherence to FINRA regulations.

Additional Information

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CRD Number Requirement:

A valid CRD number is mandatory for electronic submissions. This number identifies your firm and is essential for processing your background check. If unsure of your CRD number, please consult your firm’s compliance department or refer to FINRA’s resources.

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Expedited Services:

While standard processing times are subject to FINRA’s schedule, we offer expedited services to the extent possible. Please get in touch with us to discuss your specific needs.

By choosing Fingerprinting Solutions Plus, you’re partnering with professionals dedicated to simplifying the FINRA background check process. We ensure your submissions are accurate, compliant, and processed promptly, allowing you to focus on your financial endeavors confidently.

Pricing and Options

FINRA Fingerprint Card

$65 | Two Copies

  • Accurate Fingerprints Captured
  • High-Quality Prints Ensuring Accuracy
  • Includes Two High-Quality Copies
  • Additional Cards Available for $20 Each

FINRA Live Scan

$130 | Electronic

  • Fast Electronic Submissions
  •  Secure and Encrypted Transactions
  •  ORI Number Required for Compliance
  •  Trusted and Professional Technicians

For fast, accurate, and reliable fingerprinting services,  schedule your Fingerprinting Experience today by clicking the Schedule an Appointment button below!

Schedule an Appointment
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